An Earth-crossing orbit of the ``normal'' type, that is of the Geographos class, undergoes close approaches at random, during comparatively short time spans around the epochs of the node crossings. However, there are orbits which are Near Earth in that they satisfy , and nevertheless close approaches either do not take place at all, or take place more seldom and with larger distances from the Earth than the statistical theories would predict.
The protection mechanisms which can be responsible for this ``Earth-avoidance'' behavior are essentially two: either node crossings occur, but close approaches do not take place even when the distances between the two orbits would allow, or node crossings do not occur. In this Section we discuss the first case, that is the Toro class, according to the classification of [Milani et al. 1989].
The empirical evidence for the existence of a Toro class of dynamical behavior is in a number of examples found by several authors, starting from [Janiczek et al. 1972], and in a systematic way in the large database of planet-crossing orbits generated by the PROJECT SPACEGUARD, which contain thousands of figures like Figures 11-13. The Figures we have selected refer to the asteroid (2063) Bacchus, and show the `normal' Geographos class behavior, with semimajor axis jumping at random as a result of close approaches to both the Earth and Venus (Figure 11) around the node crossing epochs (e.g. Figure 12 shows the node crossings with the Earth). However, there are some node crossings with the Earth which do not correspond to close approaches: in the Figure 13 these ``safe intervals'' are apparent as gaps in the comb. In this example the protection mechanism is active when the semimajor axis of (2063) Bacchus is close to , and therefore must be related to the 1:1 resonance, that is to a state of ``Earth's Trojan''.
To model in the simplest way this behavior, let us assume the planet -e.g. the Earth- is in a circular orbit with radius a', and the asteroid has orbital elements such that -for some time around the node crossing epoch- the distance from the Sun at one node is close to a': let us say
note that the value of the longitude of the node does not matter. For a time span short with respect to the frequencies of the secular perturbations, but longer than the orbital period, the only elements which change in a significant way are the anomalies of both the asteroid and the planet. Since these are angle variables, the short term dynamics can be described on a phase space which is a torus, the Cartesian product of two circles; a torus can be represented, as in Figure 14, as a square with the opposite sides identified.
Figure 14 shows the level lines of the gravitational potential of the Earth, as felt by an asteroid in an Earth-crossing orbit very close to a node crossing (the distance at the ascending node is less than ). The gravitational potential has a very sharp maximum near the node, while the perturbation due to the Earth is very small elsewhere. As time goes by, the changes in the anomalies of both orbits can be described approximately by the linear functions of time , with n,n' the mean motions. For values of a such that the ratio n/n' is close to a fraction q/p with q,p small integers, that is near a mean motion resonance, the orbit does not spread uniformly on the torus, but can avoid significant portions of it, possibly including the region around the maximum, that is avoiding close approaches.
That such a temporary protection mechanism can occur at some node crossings is clear, but the question is: does this happen by chance? By means of a purely cinematical description, as given above, we would expect that if a is close enough to a resonant value, the orbit will have the right phase for protection at some node crossing, and then have a wrong phase in some later node crossing, essentially at random. This is not the case because the mean anomaly of the asteroid, and therefore the phase of the resonance (some critical argument of the form some combination of ), does not change linearly but is subject to a kind of restoring force. The restoring force is of course stronger the closer are the two orbits, and has very high values near the node crossings, and near the maximum point on the torus.
The behavior of the critical argument of a Toro class orbit is shown as a function of time in Figure 15, from [Milani and Baccili 1998]. The plot shows ``avoidance'', in the sense that the dangerous position with both the Earth and the asteroid near the ascending node is avoided, but only when the nodal distance is small (less than in this example). This Figure is typical of the Toro class orbits, including the case of the namesake asteroid (1685) Toro, Figure 6 in [Milani et al. 1989].
Thus the protective effect of mean motion resonance occurs much more often than it would take place if it was controlled only by chance. Figure 15 is enough to understand that the restoring force due to the perturbations from the Earth acting on the asteroid mean anomaly is pushing the orbit away from the collision.
This ``negative attraction'' effect is somewhat counter our earth-bound intuition, but in fact is another form of the first paradox of astrodynamics, well known to astronauts. If an asteroid (or spacecraft) is pushed forward along its orbit by some perturbing acceleration acting along track (it does not matter if this acceleration is due either to the attraction of a third body, or to the action of rocket engines), the orbital energy increases, the semimajor axis increases, and the mean motion decreases, thus the asteroid (spacecraft) is pushed backward; the displacement produced by an along track acceleration is .
To transform this intuitive explanation in a rigorous mathematical argument we need to resort to a semianalytical theory, obtained by averaging [Milani and Baccili 1998]. If is a slow variable, because of , then there is another variable obtained together with by a unimodular transformation, that is c,d are integers and pd-qc=1. Such is a fast angle, and averaging with respect to is a good approximation by the averaging principle [Arnold 1976]; if the averaging is performed over a single angle variable, the averaging principle is a rigorous theorem, with estimate of the error done in neglecting the short periodic terms. Then we are left with the semi-averaged Hamiltonian, still depending upon one angle variable:
where are the action variables conjugate to the angle variables , is the Hamiltonian of the 2-body unperturbed problem transformed to the new variables, and R is the usual perturbing function of the 3-body problem, also depending upon the other orbital elements, especially which controls the nodal distance.
For the semi-averaged Hamiltonian , the fast angle is a cyclic variable, hence T is an integral of motion; once the value of T is fixed by the initial conditions, is a function of only. If we avoid being confused by too many changes of variables, and write the result as a function of some more usual variable, such as the Delaunay , with the gravitational constant in Gauss' form,
with the averaged perturbing function. We can now understand the ``repulsive'' restoring force: the first derivative of with respect to L is n-(q/p)n', zero at the exact resonance; the second derivative is always negative.
Thus the qualitative behavior of the semi-averaged Hamiltonian system can be understood by comparing with the simple Hamiltonian
when the nodal distance is small, V(x) has a sharp minimum near the node. But the Hamiltonian is concave with respect to y, and therefore the minima of the potential energy are avoided, exactly as the maxima in the more familiar case with convexity with respect to y. When the nodal distance , the value of the minimum , and whatever the initial value of K there is an avoidance region near the singularity.
This behavior is shown in Figure 16, based on an explicit computation of by numerical quadrature, for values of the other elements such that the nodal distance is very small. The changes in the elements different from are driven by the secular perturbations, rather than by the resonant interaction with the Earth. Thus we can consider the problem to be defined by the semi-averaged Hamiltonian , depending upon time through the slow variables . This is the nominal situation to apply the adiabatic invariant theory [Henrard 1993], by which the solutions follow closely the guiding trajectories provided by the solution of the system in the plane for fixed values of the other elements. That is, there is an ``almost integral'', the adiabatic invariant, which can be computed by means of the area enclosed by the level lines of in the plane.
When the area enclosed by the separatrix curve (which is the curve through the saddle point, corresponding to the minimum distance) becomes smaller than the area required by the adiabatic invariant, then the guiding trajectory changes topology, and the solution switches from libration to circulation, as shown in Figure 17. This explains the apparently ``astute'' behavior of the Toro class asteroids: whenever the perturbation due to close approaches is strong, the orbit switches to a libration state, avoiding encounters at the node; when the nodal distance increases again, the potential well is not deep enough and confinement in the libration region does not occur.
The Toro state in most cases does not last for a very long time, because resonances can protect from close approaches to one planet but can not protect for a significant span of time from close approaches to two planets, for the simple reason that the planets are not resonant among them. Thus all the Toro class asteroids change their dynamical state as a result of a close approach to a planet different from the one they are protected from, typically after a time span of a few 10,000 years. The only known exceptions are orbits which cross only the orbit of Mars, such as the Eros clones studied by [Michel et al. 1998]; if the perihelion is well above , a Toro-like state with Mars can protect from close approaches, even for millions of years.
It is important to remember again that all the planet-crossing orbits are strongly chaotic, thus the long term behavior of all the orbits can not be predicted; in particular, the time span of residence of a specific orbit in a Toro state with a specific resonance is unpredictable. As an example, the time in which (2063) Bacchus either has been, or will be, an Earth Trojan can not be predicted, although it has to be expected that it will get there eventually.